Five Regulated Firms, Five Completely Different Finance Jobs An insurance broker, a MiFID investment firm, an asset manager, an authorised payments institution and a cryptoasset […]
Category: FCA
The FCA Governance Guides Every Regulated Firm Board Should Have Read by Now
The regulatory environment for FCA-regulated firm boards has changed substantially in the three years since Consumer Duty came into force, SMCR reached full maturity, and […]
FCA Compliance for Investment Firms, Wealth Managers and Payment Institutions in 2026
FCA Compliance for Investment Firms, Wealth Managers and Payment Institutions in 2026 By Adrian Lawrence FCA, Founder, FD Capital Recruitment Ltd — ICAEW Registered Practice […]